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What should an AI use policy say for HR and managers?

Seven sections, and the data classification one carries most of the protection.

Last updated: August 02, 2026

Direct Answer

A workplace AI use policy should cover seven things: which tools are approved and who approves new ones; what data may never enter AI tools, including employee identifiers and medical information; where human review is mandatory, especially hiring, discipline, and termination; verification duties for AI-drafted content; disclosure expectations; who owns AI governance; and what happens when the policy is violated. One page done clearly beats ten pages nobody reads.

Controlling authority: Title VII and the ADA, which govern by disparate impact regardless of intent, and TRAIGA (Tex. H.B. 149), which is intent-based and enforceable only by the Texas Attorney General.

The Seven Sections That Do the Work

Scope and approved tools: name what is permitted, name the approval path for anything new, and state that embedded AI features in existing software count. Data rules: no employee names or identifiers, no medical or leave information, no complaint or investigation content, no confidential business data in unapproved tools. Human review: AI never makes the final call on hiring, discipline, pay, or termination, and a named human owns each decision.

Verification: whoever uses AI output is responsible for every fact in it, full stop. Disclosure: when AI meaningfully shaped a document or decision process, say so internally. Governance: one named owner maintains the tool inventory and this policy. Violations: handled like any other policy breach, proportionate and consistent.

The sections an HR AI use policy has to contain Faulkner HR Solutions. Original framework, 2026.
SectionWhat it must sayThe failure it prevents
Permitted and prohibited usesNamed tools, named tasks, and the tasks that are off limits“Use good judgement” is not a policy.
Data classificationWhat may never be entered: names, medical information, complaint details, pay data, anything from a personnel fileThe single largest exposure, and the easiest to prevent.
Human accountabilityA named person owns every output; AI is never the author of a decisionRemoves the “the tool said so” defence before anyone tries it.
Verification dutyEvery factual or legal statement is checked before useFabricated citations and invented policy language.
Record statusAI drafts are discoverable, and prompts may be tooManagers assume the draft is private. It is not.
Vendor and tool approvalWho approves a new tool, and on what criteriaShadow adoption of unvetted tools.
Review cadenceWhen the policy and the tool list are revisitedA policy naming tools that no longer exist.

Making It Real Instead of Shelfware

Adoption is a training problem, not a drafting problem. A one-hour session with real examples: here is a write-up drafted safely with placeholders, here is the same task done dangerously with names and invented facts. Managers follow rules they have seen applied.

Revisit the policy on a schedule, because the tools change quarterly. The inventory review and the policy review belong on the same calendar entry, and the TRAIGA governance work described elsewhere in this library plugs into the same rhythm. For Texas employers, the policy plus the inventory plus training is the practical compliance core.

Status check, current as of August 2026: the EEOC removed its May 2023 Title VII technical assistance on algorithmic decision-making, and its ADA AI guidance, from its website on 27 January 2025. Those were non-binding technical assistance documents. Their removal changed the explanation, not the obligation — Title VII disparate impact analysis and the ADA apply to an automated selection tool exactly as they applied before. An employer that relaxed its testing because the guidance disappeared has misread what disappeared.

Policy Gap Risks to Watch

The absence of a policy does not slow AI adoption; it just removes the guardrails. Watch for these.

  • Managers using AI for people decisions with no rules at all
  • Sensitive data flowing into consumer tools by habit
  • AI-drafted documents issued unverified under manager signatures
  • Embedded AI features activating via product updates nobody reviewed
  • A written policy that was never trained, so nobody follows it

Test the policy against what people already do

Draft the one-pager this month, using the seven sections above, and route it through leadership fast. A good-enough policy in force this quarter outperforms a perfect policy next year.

Pair it with the tool inventory, because a policy governing unknown tools governs nothing.

What to require from an AI screening vendor before you deploy Faulkner HR Solutions. Original framework, 2026. Requirements mapped against Title VII disparate impact analysis and the Uniform Guidelines.
RequirementWhat to ask forWhy
Adverse impact testingResults by race, sex, ethnicity and age, on your applicant poolA vendor’s aggregate testing says nothing about your population.
Validation evidenceJob-relatedness and business necessity, documentedThis is the defence if impact appears.
What the model actually scoresThe features and their weights, at least in summaryYou cannot defend a decision you cannot describe.
Accommodation pathwayA documented alternative for candidates who cannot use the toolAn ADA obligation the vendor will not discharge for you.
Human review pointWhere a person can override, and on what basisA fully automated rejection is the hardest fact pattern to defend.
Audit and data rightsYour right to test, and to export your own dataWithout it you cannot run the four-fifths screen at all.
Change notificationNotice before the model is retrained or changedA silent model update can move your selection rates overnight.
Free tool

Employee Handbook Risk Score

Scores policy language against the obligations it is supposed to discharge.

When the policy is not being followed

Get the policy tailored rather than templated if you operate in the public sector, handle grant compliance, or already use AI in hiring, because those contexts add specific obligations.

We build AI use policies with the manager training included, which is the half that makes the paper matter.

Get a Straight Answer for Your Situation

General rules only go so far. If this question is live in your organization right now, talk it through with a senior HR consultant before you act. One conversation now costs less than one claim later.

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Written and reviewed by Dr. Thomas W. Faulkner, DBA, MBA, MSML, SPHR, LSSBB, principal consultant at Faulkner HR Solutions, a Texas HR consulting firm based in San Antonio serving small businesses, nonprofits, municipalities, and public sector employers.

This page provides general HR information for employers and is not legal advice. For legal interpretation or representation, consult qualified employment counsel.